The Financial Services Regulatory Authority of Ontario (FSRA) is responsible for supervising and regulating a broad range of financial service sectors. FSRA issues guidance to make it easier for the public, new entrants and incumbents to understand what is legally binding, what is FSRA’s interpretation or application of law and what information is designed to be helpful. All guidance is issued in accordance with FSRA's Guidance Framework.

The following table lists Active guidance. Use the filters to search the table or enter text in the search field. Please reach out to our contact centre if you require assistance.

Note: 

  • To find inactive guidance select “inactive from the “Status” filter.
  • For information on inactive / Inherited guidance, follow this link Inherited Guidance
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Types of guidance
Guidance Framework
Inherited Guidance
Guidance by topic
Showing 101 to 104 of 104 entries
Status Category Guidance Number Guidance Name
Active Innovation GR0010APP Test and Learn Environments (TLEs) for Financial Services Innovation
Active Administrative Monetary Penalties - General Regulatory GR0013APP Enforcement: General Administrative Monetary Penalties Guidance
Active Retirement PC0048INT Understanding Decumulation Products
Active Supervisory Approach GR0017APP Public warning notices Guidance