The Financial Services Regulatory Authority of Ontario (FSRA) is responsible for supervising and regulating a broad range of financial service sectors. FSRA issues guidance to make it easier for the public, new entrants and incumbents to understand what is legally binding, what is FSRA’s interpretation or application of law and what information is designed to be helpful. All guidance is issued in accordance with FSRA's Guidance Framework.

The following table lists Active guidance. Use the filters to search the table or enter text in the search field. Please reach out to our contact centre if you require assistance.

Note: 

  • To find inactive guidance select “inactive from the “Status” filter.
  • For information on inactive / Inherited guidance, follow this link Inherited Guidance
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Showing 501 to 600 of 1065 entries
Sector Status Category Guidance Number Guidance Name
Pensions Inactive Filing - Pensions PE0337ORG Interest on Late AIR Fees
Pensions Inactive Locking in PE0487ORG Interest Locked in
Auto Active Insurer Rights and Responsibilities AU0023ORG Insurer Rights and Responsibilities to Challenge Questionable or Abusive Claims
Pensions Inactive Administration - Pensions PE0252ORG Insurance Company Not Administrator for Guaranteed Annuity Contracts
Pensions Inactive Administration - Pensions PE0318ORG Insurance Company Not Administrator for Annuity Contracts
Insurance Inactive Errors & Omissions Insurance - Insurance PC0029ORG Instructions for Updating Your Errors and Omissions Insurance Information on Licensing Link
Pensions Active Administration - Pensions PE0244ORG Inquiries to FSCO by the Administrator
Auto Active Innovation AU0130APP Innovative Auto Insurance Products-Subscriptions (“IAIP-S”)
General Regulatory Active Risk Management GR0016INT Information Technology (“IT”) risk management
Pensions Inactive Miscellaneous PE0069ORG Information Sessions
Pensions Inactive Administration - Pensions PE0023ORG Information for Pension Plan Administrators
Pensions Inactive Membership PE0372ORG_ Individuals
Pensions Inactive Wind up PE0623ORG Individual Statement At Wind Up
Pensions Active Plan Types PE0107ORG Individual Pension Plans (IPPs)
Pensions Active Plan Types PE0081ORG Individual Pension Plans
Pensions Active Benefits PE0239ORG Indexing
Pensions Inactive Miscellaneous PE0106ORG Indalex Supreme Court Decision
CU-CP Inactive Incorporation and Registration CU0060ORG Incorporating and Registering a New Credit Union or Caisse Populaire
Pensions Inactive Filing - Pensions PE0572ORG Income Tax Act Regulations - Foreign Content Change
Pensions Inactive Miscellaneous PE0185ORG InActive Pension Policies
Pensions Inactive Benefits PE0365ORG Improvement Of Benefits In Ongoing Plans
Pensions Active Family Law PE0100ORG Implications of Bill 14 Amendments on the Carrigan Decision
Auto Inactive Bill 59 AU0071ORG Implementing Bill 59: consumer brochures, SABS, and new/revised forms
Auto Active Bill 59 AU0074ORG Implementing Bill 59: 'Protected defendant' undertaking to Ontario by out-of-province insurers
Auto Inactive Forms - Auto AU0017ORG Implementing Automobile Insurance Reforms: Amendments to the Ontario Automobile Policy and Related Forms
Auto Inactive Forms - Auto AU0039ORG Implementing Automobile Insurance Reforms: Amendments to the Ontario Automobile Application, Endorsement and Related Forms
Auto Inactive Forms - Auto AU0040ORG Implementing Automobile Insurance Reforms: Amendments to the Accident Benefit Claims Forms
Auto Inactive Forms - Auto AU0003ORG Implementing Automobile Insurance Reforms Under Bill 198: Revised Ontario Automobile Policy (OAP 1) and related Policy and Endorsement Forms
CU-CP Active ICAAP CU0086ORG Implementation of ICAAP and Stress Testing for Credit Unions -with assets in excess of $500 million
Pensions Inactive Funding PE0398ORG Impact Of Solvency Funding
Pensions Active Benefits PE0289ORG Immediate Vesting
CU-CP Active ICAAP CU0071ORG ICAAP Submission Template - Summary Key Metrics Report
Pensions Inactive Spousal Rights PE0562ORG Human Rights Commission Decision on the Definition of Spouse
HSP Inactive Licensing - HSP HP0023ORG HSP Travel Expenses
HSP Inactive Licensing - HSP HP0019ORG HSP Listed Expenses
HSP Inactive Licensing - HSP HP0014ORG HSP Licensing Business Process
HSP Inactive Licensing - HSP HP0018ORG HSP Licence Suspension, Revocation And Surrender
HSP Inactive Licensing - HSP HP0022ORG HSP Licence Application: Technical Support/Troubleshooting
HSP Inactive Licensing - HSP HP0017ORG HSP Licence Application
HSP Inactive Licensing - HSP HP0020ORG HSP Legal Changes (recommend changing this heading - Marital Status, Corporate Name Changes, Principal Representative)
HSP Inactive Licensing - HSP HP0015ORG HSP HCAI Registration
HSP Inactive Licensing - HSP HP0012ORG HSP Definition
HSP Inactive Licensing - HSP HP0011ORG HSP Consumer Information
HSP Inactive Licensing - HSP HP0010ORG HSP Business Standards
HSP Inactive Licensing - HSP HP0026ORG HSP Best Practices: Don't make your business vulnerable by collecting signatures on blank treatment forms
HSP Inactive Licensing - HSP HP0009ORG HSP Attendant Care Benefits
Insurance Active LLQP PC0026ORG How to Submit Feedback on the Life Licence Qualification Program (LLQP)
Auto Inactive Consumer Protection - Auto AU0091ORG How to Save on Auto Insurance
HSP Inactive Billing HP0032ORG How to Resolve a Complaint about Billing Practices in the Health Service Providers Sector
Mortgage Inactive Complaints MB0027ORG How to Resolve a Complaint About a Mortgage Brokerage, Broker, Agent or Administrator
Insurance Inactive Licensing - Insurance PC0032ORG How to Obtain or Amend an Insurance Company Licence
Pensions Inactive Miscellaneous PE0516ORG How to Obtain Forms and Publications On and After September 15, 1994 (Distribution from Oshawa)
Insurance Inactive Licensing - Insurance PC0031ORG How to Obtain Approval to Offer a Life Licence Qualification Program (LLQP) Training Course in Ontario
Insurance Inactive Licensing - Insurance PC0037ORG How to Obtain an Insurance Agent Corporation or Partnership Licence under the Insurance Act
Pensions Inactive Multi-jurisdictional issues PE0420ORG How to Change Province of Registration
Insurance Inactive Education and Licensing PC0027ORG How to Become an Independent or Public Adjuster
Insurance Inactive Education and Licensing PC0025ORG How to Become a Life or Accident and Sickness Insurance Agent
Pensions Inactive Locking in PE0490ORG How to Administer Locked-In Money as a Pension
HSP Inactive Licensing - HSP HP0001ORG How do I enable TLS 1.2?
Co-operative Active Offerings CC0001INT High-Risk Offerings issued under the Co-operative Corporations Act
Pensions Active Family Law PE0052ORG Heringer v. Heringer - Ontario Superior Court of Justice decision on the payment of interest on a specified amount representing the former spouseÆs share of the Family Law Value
Pensions Inactive Miscellaneous PE0108ORG Helpful Links
Insurance Inactive Information for Agents PC0023ORG Helpful Licensing Information for Ontario Insurance Agents
HSP Inactive Annual Information Return (AIR) - HSP HP0035ORG Health Service providers: How to update your contact information and file the Annual Information Return (AIR)
HSP Inactive Licensing - HSP HP0028ORG Health Service Providers 2017/2018 Market Conduct Compliance: Examination Results
HSP Inactive Annual Information Return (AIR) - HSP HP0004ORG Health Service Providers 2017 AIR Results Summary Report
HSP Inactive Licensing - HSP HP0027ORG Health Service Providers 2016-17 Market Conduct Compliance: Examination Results
HSP Inactive Annual Information Return (AIR) - HSP HP0003ORG Health Service Providers 2016 AIR Results Summary Report
HSP Inactive Licensing - HSP HP0016ORG Health Service Providers
HSP Inactive Annual Information Return (AIR) - HSP HP0034ORG Health Service Provider Sector Reports
HSP Inactive Licensing - HSP HP0005ORG Health Service Provider Licensing Guide
Auto Active HCAI Guideline AU0115ORG Health Claims for Auto Insurance (HCAI)
Auto Active Health Care AU0055ORG Health Care for Auto Insurance Guideline
Pensions Inactive Administration - Pensions PE0317ORG Handling of Plan Fund Expenses and Maintenance of Plan Records
Auto Active Hospitals AU0134INT Guideline on Public Hospitals and Determination of Catastrophic Impairment
Pensions Inactive Wind up PE0628ORG Guideline for Notice of Wind Up of Pension Plan
Pensions Active Wind up PE0181ORG Guideline for Notice of Full or Partial Wind Up of Pension Plan
Pensions Inactive Wind up PE0631ORG Guideline for Notice of Full or Partial Wind Up of Pension Plan
Insurance Active Guideline PC0019ORG Guideline - Use of Canadian Depository for Securities Limited
Pensions Inactive Filing - Pensions PE0570ORG Guide To Completing a SIP&G
Pensions Inactive Registration PE0553ORG Guide To Completing A Pension Plan Document Checklist - PBA s. 98
CU-CP Inactive Corporate Governance CU0059ORG Guidance Note: Corporate Governance--Management
CU-CP Inactive Corporate Governance CU0058ORG Guidance Note: Corporate Governance--Board of Directors
CU-CP Inactive Corporate Governance CU0057ORG Guidance Note: Corporate Governance--Audit Committee
Pensions Inactive Annuities PE0345ORG Guaranteed Annuity Contracts
Mortgage Inactive Resources MB0030ORG Government of Canada Resources
Pensions Inactive Locked-in Accounts PE0462ORG General Requirements
Pensions Inactive Asset Transfers PE0504ORG General Procedures For Plan Mergers ­ PBA, 1987 ss. 27(1), s. 82
Pensions Inactive Filing - Pensions PE0342ORG General Information Regarding Annual Information Returns and Pension Assessments
Pensions Inactive Filing - Pensions PE0341ORG General Information Regarding Annual Information Returns and Fees.
Pensions Active Filing - Pensions PE0126ORG General Information Regarding Annual Information Returns
Pensions Inactive Information and Statements PE0102ORG General Information About Inquiries and Complaints for Pension Plan Beneficiaries
Pensions Inactive Miscellaneous PE0579ORG General Announcement: The Status of Published PCO Policies under FSCO
Pensions Inactive Benefits PE0358ORG Garnishment of Pensions In Pay
Pensions Active Benefits PE0236ORG Garnishment of Pensions In Pay
Auto Active Forms - Auto AU0113ORG Garage Automobile Policy (O.A.P. 4), Application and Endorsement Forms
Pensions Active Funding PE0136ORG Funding Requirements for Designated Plans in Ontario, O.Reg 73/95 Effective When Published
Pensions Active Funding PE0012ORG Funding and Actuarial Filing Requirements For Plan Improvements under the New Funding Regime
Pensions Inactive Filing - Pensions PE0394ORG Fund Statements Or Plan Statements
Pensions Active Commuted Value PE0247ORG Fully Insured Money Purchase Group Annuity