The Financial Services Regulatory Authority of Ontario (FSRA) is responsible for supervising and regulating a broad range of financial service sectors. FSRA issues guidance to make it easier for the public, new entrants and incumbents to understand what is legally binding, what is FSRA’s interpretation or application of law and what information is designed to be helpful. All guidance is issued in accordance with FSRA's Guidance Framework.

The following table lists Active guidance. Use the filters to search the table or enter text in the search field. Please reach out to our contact centre if you require assistance.

Note: 

  • To find inactive guidance select “inactive from the “Status” filter.
  • For information on inactive / Inherited guidance, follow this link Inherited Guidance
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Showing 501 to 600 of 1065 entries
Sector Status Category Guidance Number Guidance Name
HSP Inactive Licensing - HSP HP0028ORG Health Service Providers 2017/2018 Market Conduct Compliance: Examination Results
HSP Inactive Annual Information Return (AIR) - HSP HP0035ORG Health Service providers: How to update your contact information and file the Annual Information Return (AIR)
Insurance Inactive Information for Agents PC0023ORG Helpful Licensing Information for Ontario Insurance Agents
Pensions Inactive Miscellaneous PE0108ORG Helpful Links
Pensions Active Family Law PE0052ORG Heringer v. Heringer - Ontario Superior Court of Justice decision on the payment of interest on a specified amount representing the former spouseÆs share of the Family Law Value
Co-operative Active Offerings CC0001INT High-Risk Offerings issued under the Co-operative Corporations Act
HSP Inactive Licensing - HSP HP0001ORG How do I enable TLS 1.2?
Pensions Inactive Locking in PE0490ORG How to Administer Locked-In Money as a Pension
Insurance Inactive Education and Licensing PC0025ORG How to Become a Life or Accident and Sickness Insurance Agent
Insurance Inactive Education and Licensing PC0027ORG How to Become an Independent or Public Adjuster
Pensions Inactive Multi-jurisdictional issues PE0420ORG How to Change Province of Registration
Insurance Inactive Licensing - Insurance PC0037ORG How to Obtain an Insurance Agent Corporation or Partnership Licence under the Insurance Act
Insurance Inactive Licensing - Insurance PC0031ORG How to Obtain Approval to Offer a Life Licence Qualification Program (LLQP) Training Course in Ontario
Pensions Inactive Miscellaneous PE0516ORG How to Obtain Forms and Publications On and After September 15, 1994 (Distribution from Oshawa)
Insurance Inactive Licensing - Insurance PC0032ORG How to Obtain or Amend an Insurance Company Licence
Mortgage Inactive Complaints MB0027ORG How to Resolve a Complaint About a Mortgage Brokerage, Broker, Agent or Administrator
HSP Inactive Billing HP0032ORG How to Resolve a Complaint about Billing Practices in the Health Service Providers Sector
Auto Inactive Consumer Protection - Auto AU0091ORG How to Save on Auto Insurance
Insurance Active LLQP PC0026ORG How to Submit Feedback on the Life Licence Qualification Program (LLQP)
HSP Inactive Licensing - HSP HP0009ORG HSP Attendant Care Benefits
HSP Inactive Licensing - HSP HP0026ORG HSP Best Practices: Don't make your business vulnerable by collecting signatures on blank treatment forms
HSP Inactive Licensing - HSP HP0010ORG HSP Business Standards
HSP Inactive Licensing - HSP HP0011ORG HSP Consumer Information
HSP Inactive Licensing - HSP HP0012ORG HSP Definition
HSP Inactive Licensing - HSP HP0015ORG HSP HCAI Registration
HSP Inactive Licensing - HSP HP0020ORG HSP Legal Changes (recommend changing this heading - Marital Status, Corporate Name Changes, Principal Representative)
HSP Inactive Licensing - HSP HP0017ORG HSP Licence Application
HSP Inactive Licensing - HSP HP0022ORG HSP Licence Application: Technical Support/Troubleshooting
HSP Inactive Licensing - HSP HP0018ORG HSP Licence Suspension, Revocation And Surrender
HSP Inactive Licensing - HSP HP0014ORG HSP Licensing Business Process
HSP Inactive Licensing - HSP HP0019ORG HSP Listed Expenses
HSP Inactive Licensing - HSP HP0023ORG HSP Travel Expenses
Pensions Inactive Spousal Rights PE0562ORG Human Rights Commission Decision on the Definition of Spouse
CU-CP Active ICAAP CU0071ORG ICAAP Submission Template - Summary Key Metrics Report
Pensions Active Benefits PE0289ORG Immediate Vesting
Pensions Inactive Funding PE0398ORG Impact Of Solvency Funding
CU-CP Active ICAAP CU0086ORG Implementation of ICAAP and Stress Testing for Credit Unions -with assets in excess of $500 million
Auto Inactive Forms - Auto AU0003ORG Implementing Automobile Insurance Reforms Under Bill 198: Revised Ontario Automobile Policy (OAP 1) and related Policy and Endorsement Forms
Auto Inactive Forms - Auto AU0040ORG Implementing Automobile Insurance Reforms: Amendments to the Accident Benefit Claims Forms
Auto Inactive Forms - Auto AU0039ORG Implementing Automobile Insurance Reforms: Amendments to the Ontario Automobile Application, Endorsement and Related Forms
Auto Inactive Forms - Auto AU0017ORG Implementing Automobile Insurance Reforms: Amendments to the Ontario Automobile Policy and Related Forms
Auto Active Bill 59 AU0074ORG Implementing Bill 59: 'Protected defendant' undertaking to Ontario by out-of-province insurers
Auto Inactive Bill 59 AU0071ORG Implementing Bill 59: consumer brochures, SABS, and new/revised forms
Pensions Active Family Law PE0100ORG Implications of Bill 14 Amendments on the Carrigan Decision
Pensions Inactive Benefits PE0365ORG Improvement Of Benefits In Ongoing Plans
Pensions Inactive Miscellaneous PE0185ORG InActive Pension Policies
Pensions Inactive Filing - Pensions PE0572ORG Income Tax Act Regulations - Foreign Content Change
CU-CP Inactive Incorporation and Registration CU0060ORG Incorporating and Registering a New Credit Union or Caisse Populaire
Pensions Inactive Miscellaneous PE0106ORG Indalex Supreme Court Decision
Pensions Active Benefits PE0239ORG Indexing
Pensions Active Plan Types PE0081ORG Individual Pension Plans
Pensions Active Plan Types PE0107ORG Individual Pension Plans (IPPs)
Pensions Inactive Wind up PE0623ORG Individual Statement At Wind Up
Pensions Inactive Membership PE0372ORG_ Individuals
Pensions Inactive Administration - Pensions PE0023ORG Information for Pension Plan Administrators
Pensions Inactive Miscellaneous PE0069ORG Information Sessions
General Regulatory Active Risk Management GR0016INT Information Technology (“IT”) risk management
Auto Active Innovation AU0130APP Innovative Auto Insurance Products-Subscriptions (“IAIP-S”)
Pensions Active Administration - Pensions PE0244ORG Inquiries to FSCO by the Administrator
Insurance Inactive Errors & Omissions Insurance - Insurance PC0029ORG Instructions for Updating Your Errors and Omissions Insurance Information on Licensing Link
Pensions Inactive Administration - Pensions PE0318ORG Insurance Company Not Administrator for Annuity Contracts
Pensions Inactive Administration - Pensions PE0252ORG Insurance Company Not Administrator for Guaranteed Annuity Contracts
Auto Active Insurer Rights and Responsibilities AU0023ORG Insurer Rights and Responsibilities to Challenge Questionable or Abusive Claims
Pensions Inactive Locking in PE0487ORG Interest Locked in
Pensions Inactive Filing - Pensions PE0337ORG Interest on Late AIR Fees
Pensions Inactive Asset Transfers PE0231ORG Interim Transfer of Assets on Purchase and Sale
Pensions Inactive Asset Transfers PE0353ORG Interim Transfer of Assets on Purchase and Sale
CU-CP Active ICAAP CU0033ORG Internal Capital Adequacy Assessment Process (ICAAP) – Credit Unions with Total Assets Greater than $500 Million
Auto Active Unfair or Deceptive Acts AU0135INT Interpretation of Sections 237 & 238 of the Insurance Act and Sections 1(1) and 2(1)(5) to 2(1)(8) of Regulation 7/00 Unfair or Deceptive Acts or Practices and Approach to Supervision [Take All Comers Rule]
Pensions Inactive Investments - Pensions PE0076ORG Investment
Pensions Inactive Investments - Pensions PE0430ORG Investment in a Limited Partnership
Insurance Active Investments - Insurance PC0014ORG Investments by Insurers Guideline
CU-CP Inactive Investments - CU-CP CU0034ORG Investments Guidance Note
Pensions Inactive Miscellaneous PE0417ORG Invitation to Serve on Advisory Committees to the PCO
Pensions Inactive Information and Statements PE0641ORG Items marked “Private” and “Confidential”
Insurance Inactive Variable Insurance Contract PC0022ORG IVICs Information
Pensions Inactive Spousal Rights PE0566ORG Joint and Survivor Pension or Annuity – Entitlement, Waiver and Cancellation
Pensions Active Spousal Rights PE0274ORG Joint and Survivor Pension or Annuity – Entitlement, Waiver and Cancellation
Pensions Active Benefits PE0275ORG Joint and Survivor Pension Waived
Pensions Inactive Spousal Rights PE0564ORG Joint and Survivor Requirement and Waiver
Auto Inactive Filing - Auto AU0106ORG Key Legislative Requirements and Overview of Filing Guidelines
Pensions Active Miscellaneous PE0042ORG Know the facts about your registered pension plan
Pensions Inactive Filing - Pensions PE0336ORG Late AIR Filing Fees - Updated Interest Table
Pensions Inactive Pension Benefits Guarantee Fund (PBGF) PE0510ORG Late Assessment Payments - Calculation of Interest - 1995 - O. Reg. 909 s. 37
Pensions Inactive Pension Benefits Guarantee Fund (PBGF) PE0511ORG Late Assessment Payments - Updated Interest Table
Pensions Inactive Filing - Pensions PE0333ORG Late Fees
Pensions Inactive Filing - Pensions PE0334ORG Late Filing Fees
Pensions Inactive Filing - Pensions PE0335ORG Late Filing Fees - How to Calculate Interest on Overdue Annual Filing Fee Payments
Auto Active Insurance Provider Payments AU0033ORG Late Payments From Insurers to Licensed Service Providers
Pensions Inactive Registration PE0557ORG Legal Effect, PBA, 1987 s. 10, s. 16 & s. 17
Mortgage Inactive Legislation MB0031ORG Legislation: Act & Regulations
Pensions Inactive Miscellaneous PE0082ORG Legislative and Regulatory Changes
Pensions Active Miscellaneous PE0083ORG Legislative Changes July 1, 2012
CU-CP Active Lending CU0045ORG Lending Advisory #1 - Lending Limits and Creditor Insurance
CU-CP Active Lending CU0048ORG Lending Advisory #2 - Authorized Participants in Loan Syndications
CU-CP Active Lending CU0056ORG Lending Advisory #3 - Authorized Syndicating (Lead) Credit Unions in a Loan Syndication
CU-CP Inactive Lending CU0050ORG Lending Advisory #3 - Mortgage Lending Practices and Potential Real Estate Market Correction
CU-CP Inactive Lending CU0054ORG Lending Advisory #4 - Mortgage Lending Practices
CU-CP Inactive Lending CU0055ORG Lending Advisory #5 - Mortgages Lending Practices
CU-CP Inactive Lending CU0035ORG Lending Guidance Note