Pensions |
Inactive |
Filing - General Regulatory |
PE0668ORG |
Rule #3 - Optional Electronic Filings Rule |
Pensions |
Inactive |
Filing - Pensions |
PE0684ORG |
Rules concerning the Statement of Investment Policies and Procedures (SIPP) |
Pensions |
Inactive |
Locked-in Accounts |
PE0064ORG |
Rules for Financial Hardship Unlocking |
General Regulatory |
Inactive |
Hearing Procedures |
GR0006ORG |
Rules of Practice and Procedure for Hearings Before the Superintendent of Financial Services |
Pensions |
Inactive |
Pension Decisions |
PE0530ORG |
Rules of Practice for Proceedings Under Section 89 of the Act: General, PreHearing Conferences, Settlement Conferences, Disclosure, Written Hearings, Electronic Hearings |
Pensions |
Inactive |
Pension Decisions |
PE0530ORG |
Rules of Practice for Proceedings Under Section 89 of the Act: General, PreHearing Conferences, Settlement Conferences, Disclosure, Written Hearings, Electronic Hearings |
Pensions |
Inactive |
Benefits |
PE0367ORG |
Same-Sex Spousal Benefits - Leshner Ruling Explained |
Pensions |
Inactive |
Spousal Rights |
PE0567ORG |
Same-Sex Spouse Survivor Benefits |
HSP |
Inactive |
Annual Information Return (AIR) - HSP |
HP0030ORG |
Sample - Health Service Provider Annual Information Return (AIR) |
Pensions |
Active |
Administration - Pensions |
PE0045ORG |
Sample Retention Schedule for Pension Plan Records |
Pensions |
Active |
Locked-in Accounts |
PE0151ORG |
Schedule 1 Life Income Funds (Old LIFs) |
Pensions |
Inactive |
Locked-in Accounts |
PE0465ORG |
Schedule 1 Life Income Funds (Old LIFs) |
Pensions |
Active |
Locked-in Accounts |
PE0150ORG |
Schedule 1.1 Life Income Funds (New LIFs) |
Pensions |
Inactive |
Locked-in Accounts |
PE0466ORG |
Schedule 1.1 Life Income Funds (New LIFs) |
Pensions |
Active |
Locked-in Accounts |
PE0153ORG |
Schedule 2 Locked-In Retirement Funds (LRIFs) |
Pensions |
Active |
Administration - Pensions |
PE0124ORG |
Searching for Plan Beneficiaries |
Pensions |
Inactive |
Membership |
PE0376ORG |
Seasonal Workers |
Auto |
Inactive |
Forms - Auto |
AU0062ORG |
Second set of plain-language policy change forms |
Pensions |
Inactive |
Investments - Pensions |
PE0433ORG |
Securities Investments |
CU-CP |
Active |
Securitization |
CU0037ORG |
Securitization Guidance Note |
CU-CP |
Active |
Securitization |
CU0080ORG |
Securitization Reporting Template |
CU-CP |
Inactive |
Corporate Governance |
CU0077ORG |
Self Assessment Workbook: Corporate Governance for Audit Committee (2018) |
CU-CP |
Inactive |
Corporate Governance |
CU0076ORG |
Self Assessment Workbook: Corporate Governance for Board of Directors (2018) |
CU-CP |
Inactive |
Corporate Governance |
CU0078ORG |
Self Assessment Workbook: Corporate Governance for Management (2018) |
Pensions |
Inactive |
Locking in |
PE0496ORG |
Self-Directed RRSPs And Home Mortgages |
Pensions |
Active |
Membership |
PE0156ORG |
Separate Pension Plan for Part-Time Employees - Reasonably Equivalent Pension Benefits and Other Benefits |
Pensions |
Inactive |
Membership |
PE0499ORG |
Separate Pension Plan for Part-Time Employees - Reasonably Equivalent Pension Benefits and Other Benefits |
HSP |
Inactive |
Licensing - HSP |
HP0013ORG |
Service provider frequently asked questions: Fees |
Pensions |
Active |
Benefits |
PE0263ORG |
Settlement of Benefits |
Pensions |
Inactive |
Locking in |
PE0486ORG |
Shortened Life Expectancy |
Pensions |
Active |
Locked-in Accounts |
PE0148ORG |
Shortened Life Expectancy |
Pensions |
Inactive |
Locked-in Accounts |
PE0437ORG |
Shortened Life Expectancy - Provision in Plan Text |
Pensions |
Inactive |
Locked-in Accounts |
PE0438ORG |
Shortened Life Expectancy - Verification Required by Financial Institution |
Pensions |
Inactive |
Wind up |
PE0635ORG |
Significant Numbers of Members |
Pensions |
Inactive |
Filing - Pensions |
PE0522ORG |
Simplified Filing Procedure |
Pensions |
Inactive |
Funding |
PE0397ORG |
Solvency Funding and the PBGF - Amendments to Regulation |
Pensions |
Inactive |
Funding |
PE0001ORG |
Solvency Funding Relief Measures |
Pensions |
Inactive |
Funding |
PE0657ORG |
Solvency Funding Relief Questions Answered (2009) |
CU-CP |
Inactive |
Risk Management |
CU0043ORG |
Sound Business and Financial Practices Manual |
Pensions |
Inactive |
Locked-in Accounts |
PE0459ORG_ |
Spousal Consent Form |
Pensions |
Inactive |
Locked-in Accounts |
PE0458ORG |
Spousal Consent Required |
Pensions |
Inactive |
Locked-in Accounts |
PE0456ORG |
Spousal Death Benefit |
Pensions |
Inactive |
Locked-in Accounts |
PE0457ORG |
Spousal Pre-retirement Death Benefit |
Pensions |
Inactive |
Miscellaneous |
PE0410ORG |
Spring 1995 Bulletin |
Auto |
Inactive |
Consumer Protection - Auto |
AU0092ORG |
Staged Auto Accidents: Protect Yourself from this Fraud |
Auto |
Active |
Filing - Auto |
AU0126APP |
Standard Filing |
Pensions |
Inactive |
Investments - Pensions |
PE0145ORG |
Statements of Investment Policies and Procedures (SIPPs) for Member-Directed Defined Contribution Plans |
Auto |
Active |
SABS |
AU0133INT |
Statutory Accident Benefits Claims during the COVID-19 Outbreak |
CU-CP |
Inactive |
Stress testing |
CU0038ORG |
Stress Testing Guidance Note |
CU-CP |
Active |
Stress testing |
CU0065INT |
Stress Testing *New |
CU-CP |
Active |
Structural |
CU0039ORG |
Structural Risk Guidance Note |
Pensions |
Inactive |
Membership |
PE0503ORG |
Students Generally Not Eligible - PBA s. 1(1) |
HSP |
Inactive |
Communications |
HP0036ORG |
Subscription Centre |
Pensions |
Inactive |
Surplus |
PE0592ORG |
Subsections 79(2) and (4) of the PBA Came Into Effect January 1, 1998 |
Pensions |
Active |
Commuted Value |
PE0279ORG |
Subsidized Early Retirement & Bridge Benefits where Eligibility Requirements have been Met and Plan Provides for Transfer Options |
Pensions |
Inactive |
Wind up |
PE0636ORG |
Successor Plan Does Not Preclude Wind Up of Original Plan (December 1995) |
Pensions |
Inactive |
Wind up |
PE0637ORG |
Successor Plan Does Not Preclude Wind Up of Original Plan (December 2011) |
Pensions |
Inactive |
Miscellaneous |
PE0411ORG |
Summer 1995 Bulletin |
Pensions |
Inactive |
Asset Transfers |
PE0354ORG |
Superintendent Consent Required for Asset Transfer under subsection 81(8) |
Pensions |
Inactive |
Asset Transfers |
PE0356ORG |
Superintendent Consent to Transfer of Assets (Sale Before 1188; Transfer After 1188) |
Pensions |
Active |
Miscellaneous |
PE0114ORG |
Superintendent Consents (from 2009 onwards) |
Pensions |
Active |
Miscellaneous |
PE0115ORG |
Superintendent Declarations (from 2009 onwards) |
Pensions |
Active |
Miscellaneous |
PE0116ORG |
Superintendent Notices of Intended Decision (from 2009 onwards) |
Pensions |
Inactive |
Filing - Pensions |
PE0051ORG |
Superintendent of Financial Services Approved Family Law Forms |
Pensions |
Active |
Miscellaneous |
PE0117ORG |
Superintendent Orders (from 2009 Onwards) |
Auto |
Inactive |
SABS |
AU0123ORG |
Superintendent's and Commissioner's Guidelines - Auto Insurance SABS |
General Regulatory |
Inactive |
Filing - General Regulatory |
GR0005ORG |
Superintendent's Electronic Service & Delivery and Filing Rules |
Auto |
Active |
Transportation Expense |
AU0125ORG |
Superintendent's Guideline No. 04/16: Transportation Expense Guideline |
Insurance |
Inactive |
Capital Testing |
PC0041ORG |
Superintendent's Minimum Capital Test Guideline |
Auto |
Active |
Attendant Hourly Rate |
AU0053ORG |
Superintendent’s Guideline No. 01/18: Attendant Care Hourly Rate Guideline |
Mortgage |
Active |
Syndicated Mortgage Investments |
MB0037APP |
Supervision Approach for High-risk Syndicated Mortgage Investments |
Pensions |
Active |
Supervisory Approach |
PE0199APP |
Supervisory Approach for Single Employer Defined Benefit Pension Plans that are Actively Monitored |
Pensions |
Active |
Asset Transfers |
PE0205APP |
Supervisory Approach to Defined Benefit Asset Transfers Under the Pension Benefits Act |
Pensions |
Inactive |
Surplus |
PE0593ORG |
Surplus Applications Affecting Members, Former Members or Other Persons with Employment in a Jurisdiction Other Than Ontario |
Pensions |
Inactive |
Surplus |
PE0602ORG |
Surplus Attributable to Employee and Employer Contributions on Plan Wind Up |
Pensions |
Inactive |
Surplus |
PE0603ORG |
Surplus Attributable to Employer and Employee Contributions on Plan Wind Up |
Pensions |
Inactive |
Surplus |
PE0604ORG |
Surplus Attributable to Employer and Employee Contributions on Plan Wind Up |
Pensions |
Inactive |
Surplus |
PE0589ORG |
Surplus Distribution - The Role of Legal Counsel in Obtaining Written Consent |
Pensions |
Active |
Surplus |
PE0164ORG |
Surplus Distribution by Written Agreement - The Role of Legal Counsel |
Pensions |
Inactive |
Surplus |
PE0605ORG |
Surplus Distribution in Cash in Continuing Plan |
Pensions |
Active |
Surplus |
PE0166ORG |
Surplus Distribution in Cash in Continuing Plan |
Pensions |
Inactive |
Surplus |
PE0587ORG |
Surplus Distribution to an Employer - PBA, 1990, s. 78, s. 79 and O. Reg. 909, s. 8 |
Pensions |
Inactive |
Surplus |
PE0590ORG |
Surplus Distribution to an Employer - PBA, s. 78 and 79 and Reg. 909, s. 8 |
Pensions |
Inactive |
Surplus |
PE0527ORG |
Surplus Refund Applications on Wind Up - Acknowledgment of Applications, Representations and Communication of Commission Decision, PBA, 1990 ss. 78(3), O. Reg. 909 ss. 8(2) |
Pensions |
Inactive |
Surplus |
PE0528ORG |
Surplus Refund Applications on Wind Up - Late Representations and Submissions |
Pensions |
Inactive |
Surplus |
PE0601ORG |
Surplus Remaining in Wound-up Plans |
Pensions |
Inactive |
Amendments |
PE0327ORG |
Surplus Withdrawal Amendments |
Pensions |
Active |
Surplus |
PE0089ORG |
Surplus Withdrawal Applications |
Pensions |
Inactive |
Benefits |
PE0368ORG |
Survivor Benefit Waived |
Pensions |
Active |
Funding |
PE0216ORG |
Suspension of Employer Contributions in Defined Contribution Plans |
Pensions |
Inactive |
Supervisory Approach |
PE0667ORG |
Targeted Review: Form 7 – Contribution Reporting & Monitoring Process (2017) |
Pensions |
Inactive |
Supervisory Approach |
PE0666ORG |
Targeted Review: Member Option Statements – Termination and Retirement (2018) |
Pensions |
Inactive |
Supervisory Approach |
PE0192ORG |
Targeted Reviews |
Pensions |
Inactive |
Supervisory Approach |
PE0665ORG |
Targeted Reviews - Frequently Asked Questions (2017) |
Auto |
Inactive |
Technical Amendment |
AU0057ORG |
Technical Amendments to Auto Insurance Regulations |
Auto |
Active |
Filing - Auto |
AU0101ORG |
Technical Notes for Automobile Insurance Rate and Risk Classification Filings |
Pensions |
Inactive |
Funding |
PE0674ORG |
Temporary Solvency Funding Relief Measures |
Pensions |
Active |
Membership |
PE0222ORG |
Termination of Plan Membership Without Termination of Employment |
General Regulatory |
Active |
Innovation |
GR0010APP |
Test and Learn Environments (TLEs) for Financial Services Innovation |
Pensions |
Inactive |
Funding |
PE0655ORG |
The Determination of Whether a Plan is a "Closed Plan" (pre May 21, 2019) |