FP/FA |
Active |
Supervisory Framework |
FP0002APP |
Financial Professionals Title Protection – Supervisory Framework |
FP/FA |
Active |
Application - FP/FA |
FP0001APP |
Financial Professionals Title Protection – Administration of Applications |
General Regulatory |
Active |
Administrative Monetary Penalties - General Regulatory |
GR0012APP |
Use of proceeds from enforcement under regulation “Money retained outside the consolidated revenue fund” Guidance |
General Regulatory |
Active |
Administrative Monetary Penalties - General Regulatory |
GR0013APP |
Enforcement: General Administrative Monetary Penalties Guidance |
General Regulatory |
Active |
Whistle-blower |
GR0015APP |
Whistle-blower Guidance |
General Regulatory |
Inactive |
Consumer Protection - General Regulatory |
GR0001ORG |
Treating Financial Services Consumers Fairly Guideline: Frequently Asked Questions |
General Regulatory |
Active |
Risk Management |
GR0016INT |
Information Technology (“IT”) risk management |
General Regulatory |
Inactive |
Consumer Protection - General Regulatory |
GR0002ORG |
Treating Financial Services Consumers Fairly Guideline |
General Regulatory |
Inactive |
Hearing Procedures |
GR0006ORG |
Rules of Practice and Procedure for Hearings Before the Superintendent of Financial Services |
General Regulatory |
Active |
Service Standards - General Regulatory |
GR0009APP |
FSRA Service Standards |
General Regulatory |
Active |
Consumer Protection - General Regulatory |
GR0008APP |
Fair Treatment of Customers in Insurance |
General Regulatory |
Inactive |
Advisory Board |
GR0007ORG |
Advisory Board |
General Regulatory |
Inactive |
Filing - General Regulatory |
GR0003ORG |
Rule #1 - Electronic Service and Delivery Rule |
General Regulatory |
Inactive |
Filing - General Regulatory |
GR0004ORG |
Rule #2 - Mandatory Electronic Filings Rule |
General Regulatory |
Active |
Innovation |
GR0018DEC |
Affiliated insurers carrying on business as a common undertaking pursuant to s. 392.2(8) of the Insurance Act |
General Regulatory |
Active |
Retirement |
PC0048INT |
Understanding Decumulation Products |
General Regulatory |
Inactive |
Filing - General Regulatory |
GR0005ORG |
Superintendent's Electronic Service & Delivery and Filing Rules |
General Regulatory |
Active |
Innovation |
GR0010APP |
Test and Learn Environments (TLEs) for Financial Services Innovation |
General Regulatory |
Active |
Administrative Monetary Penalties - Insurance |
GR0011APP |
Transparent Communication of FSRA Enforcement Action |
Co-operative |
Active |
Offerings |
CC0001INT |
High-Risk Offerings issued under the Co-operative Corporations Act |
Pensions |
Active |
Funding |
PE0137ORG |
Collection of Contributions and Delinquencies, PBA 1987 s. 23, 56-58, O. Reg. 708/87 s. 56 (formerly M900-100) Effective When Published |
Pensions |
Inactive |
Funding |
PE0674ORG |
Temporary Solvency Funding Relief Measures |
Pensions |
Active |
Commuted Value |
PE0279ORG |
Subsidized Early Retirement & Bridge Benefits where Eligibility Requirements have been Met and Plan Provides for Transfer Options |
Pensions |
Active |
Supervisory Approach |
PE0266ORG |
Decisions made under the Pension Benefits Act, R.S.O. 1990, c. P.8 and the Financial Services Commission of Ontario Act, 1997, S.O. 1997, c. 28 |
Pensions |
Active |
Amendments |
PE0302INT |
Actions to avoid deregistration of a pension plan under the Federal Income Tax Act |
Pensions |
Inactive |
Wind up |
PE0629ORG |
Notice of Proposal for Partial Wind Up |
Pensions |
Inactive |
Miscellaneous |
PE0112ORG |
A Guide To Understanding Your Pension Plan |
Pensions |
Inactive |
Miscellaneous |
PE0519ORG |
No Civil Collection By PCO |
Pensions |
Inactive |
Asset Transfers |
PE0504ORG |
General Procedures For Plan Mergers PBA, 1987 ss. 27(1), s. 82 |
Pensions |
Inactive |
Locked-in Accounts |
PE0440ORG_ |
Amendments to the ITA (Canada) Regulation and Effect on LIFs |
Pensions |
Inactive |
Locked-in Accounts |
PE0472ORG |
2008 Schedule 1.1 Life Income Fund (LIF) Maximum Annual Income Payment Amount Table |
Pensions |
Inactive |
Family Law |
PE0650ORG |
Family law - Questions & Answers (pre 2016) |
Pensions |
Inactive |
Benefits |
PE0369ORG |
Transfer to Locked-in RRSP May Result In Loss Of Rights |
Pensions |
Inactive |
Surplus |
PE0604ORG |
Surplus Attributable to Employer and Employee Contributions on Plan Wind Up |
Pensions |
Inactive |
Spousal Rights |
PE0565ORG |
Entitlement to Spousal Joint and Survivor Benefit - PBA, 1990, s. 44 |
Pensions |
Inactive |
Membership |
PE0500ORG |
Mandatory vs Voluntary - PBA, 1987 c. 10(1)2, s. 26 |
Pensions |
Active |
Defined Contribution Plan |
PE0298INT |
Automatic Features in Defined Contribution Pension Plans |
Pensions |
Inactive |
Administration - Pensions |
PE0252ORG |
Insurance Company Not Administrator for Guaranteed Annuity Contracts |
Pensions |
Active |
Filing - Pensions |
PE0257ORG |
Actuarial Filing for Plan Amendments |
Pensions |
Inactive |
Filing - Pensions |
PE0394ORG |
Fund Statements Or Plan Statements |
Pensions |
Inactive |
Pension Decisions |
PE0577ORG |
Notices and Orders, PBA, 1990 s. 69, ss. 70(5), ss. 89(5) (Omitted from Winter-Spring 1996 Bulletin 6/3) |
Pensions |
Active |
Funding |
PE0259ORG |
Determination of the Solvency Liability Adjustment |
Pensions |
Inactive |
Pension Benefits Guarantee Fund (PBGF) |
PE0510ORG |
Late Assessment Payments - Calculation of Interest - 1995 - O. Reg. 909 s. 37 |
Pensions |
Inactive |
Commuted Value |
PE0652ORG |
Commuted Value Calculation Standard - FAQs |
Pensions |
Inactive |
Multi-jurisdictional issues |
PE0016ORG |
E-blast - MJPPA - to plans without Quebec members |
Pensions |
Active |
Wind up |
PE0181ORG |
Guideline for Notice of Full or Partial Wind Up of Pension Plan |
Pensions |
Active |
Wind up |
PE0676ORG |
New Requirements for Grow-In, Opting Out of Grow-In and Partial Wind Up |
Pensions |
Inactive |
Miscellaneous |
PE0189ORG |
Pensions |
Pensions |
Inactive |
Asset Transfers |
PE0036ORG |
Aegon Canada Inc. and Transamerica Life Canada v. ING Canada Inc. |
Pensions |
Inactive |
Locked-in Accounts |
PE0071ORG |
Financial Hardship Unlocking Webcast |
Pensions |
Inactive |
Locked-in Accounts |
PE0451ORG |
1999 Maximum Withdrawal Amount Table |
Pensions |
Inactive |
Locked-in Accounts |
PE0483ORG |
2017 Life Income Fund (LIF) and Locked-In Retirement Income Fund (LRIF) Maximum Annual Income Payment Amount Table |
Pensions |
Active |
Benefits |
PE0239ORG |
Indexing |
Pensions |
Active |
Plan Types |
PE0081ORG |
Individual Pension Plans |
Pensions |
Inactive |
Surplus |
PE0586ORG |
Distribution To Employer on Wind Up - PBA, 1990 s. 78 and 79, O. Reg 909 (708/87 and 743/91 [eff. Dec. 18/91]) c. 7a(1)(b) |
Pensions |
Inactive |
Information and Statements |
PE0641ORG |
Items marked “Private” and “Confidential” |
Pensions |
Inactive |
Refunds |
PE0545ORG |
Notice To Members A Necessary Pre-Condition - PBA, 1987 ss. 79(4)* |
Pensions |
Active |
Administration - Pensions |
PE0078ORG |
Biennial Statements Required for Former and Retired Members |
Pensions |
Inactive |
Administration - Pensions |
PE0316ORG |
Role and Responsibilities |
Pensions |
Inactive |
Filing - General Regulatory |
PE0668ORG |
Rule #3 - Optional Electronic Filings Rule |
Pensions |
Inactive |
Filing - Pensions |
PE0331ORG |
Forms |
Pensions |
Inactive |
Filing - Pensions |
PE0684ORG |
Rules concerning the Statement of Investment Policies and Procedures (SIPP) |
Pensions |
Inactive |
Locking in |
PE0493ORG |
Locking In of Pension Funds When Member Leaves the Country |
Pensions |
Active |
Funding |
PE0007ORG |
Treatment of Excess Contributions |
Pensions |
Inactive |
Funding |
PE0648ORG |
FAQs - Letters of Credit (2012) |
Pensions |
Active |
Commuted Value |
PE0169ORG |
Timing of Termination Statement |
Pensions |
Active |
Supervisory Approach |
PE0143ORG |
Court Proceedings - Involvement of FSCO/Superintendent of Financial Services |
Pensions |
Active |
Amendments |
PE0127ORG |
Change of Custodian – Filing and Amendment Requirements |
Pensions |
Inactive |
Wind up |
PE0619ORG |
Allocation of Assets in a Multi-Jurisdictional Pension Plan Providing Defined Benefits Guaranteed in Whole or in Part by the Pension Benefits Guarantee Fund |
Pensions |
Inactive |
Miscellaneous |
PE0069ORG |
Information Sessions |
Pensions |
Inactive |
Miscellaneous |
PE0414ORG |
Pension Plan Survival and the PCO A Two Way Street |
Pensions |
Inactive |
Asset Transfers |
PE0235ORG |
Withdrawal of Application for Consent to a Transfer of Assets |
Pensions |
Active |
Locked-in Accounts |
PE0150ORG |
Schedule 1.1 Life Income Funds (New LIFs) |
Pensions |
Inactive |
Locked-in Accounts |
PE0462ORG |
General Requirements |
Pensions |
Active |
Locked-in Accounts |
PE0682ORG |
FAQs on the Effects of Changes on Other Unlocking Applications |
Pensions |
Inactive |
Benefits |
PE0359ORG |
Form of Benefit Payment |
Pensions |
Active |
Surplus |
PE0164ORG |
Surplus Distribution by Written Agreement - The Role of Legal Counsel |
Pensions |
Inactive |
Surplus |
PE0669ORG |
Questions and Answers relating to Surplus Withdrawal On Wind Up - Section 78(2) Notice Requirements (2012) |
Pensions |
Inactive |
Membership |
PE0499ORG |
Separate Pension Plan for Part-Time Employees - Reasonably Equivalent Pension Benefits and Other Benefits |
Pensions |
Inactive |
Registration |
PE0555ORG |
Pension Plan Document Checklist |
Pensions |
Inactive |
Administration - Pensions |
PE0125ORG |
Waiver of Biennial Statements for Missing Former and Retired Members |
Pensions |
Inactive |
Administration - Pensions |
PE0558ORG |
Amendment - Registration Not Confirmed |
Pensions |
Active |
Filing - Pensions |
PE0048ORG |
Electronic Filing - Mandatory from January 1, 2013 |
Pensions |
Inactive |
Filing - Pensions |
PE0342ORG |
General Information Regarding Annual Information Returns and Pension Assessments |
Pensions |
Inactive |
Investments - Pensions |
PE0430ORG |
Investment in a Limited Partnership |
Pensions |
Inactive |
Pension Decisions |
PE0532ORG |
Release of Hearing Documents Filed with the Commission |
Pensions |
Active |
Funding |
PE0138ORG |
No Provision to Amortize Negative Solvency Balance |
Pensions |
Inactive |
Funding |
PE0675ORG |
2009 Solvency Funding Relief Measures |
Pensions |
Active |
Commuted Value |
PE0280ORG |
Commuted Value Transfer Where Plan Underfunded and Member within 10 Years of Normal Retirement Date |
Pensions |
Inactive |
Supervisory Approach |
PE0308ORG |
Determination of the Solvency Liability Adjustment |
Pensions |
Active |
Wind up |
PE0021ORG |
Overpayments and Plan Wind Up - FAQs |
Pensions |
Inactive |
Wind up |
PE0630ORG |
Notice and Consent Requirements on Partial Plan Wind Up |
Pensions |
Inactive |
Miscellaneous |
PE0113ORG |
Pension Bulletins (Prior to October 2009) |
Pensions |
Inactive |
Miscellaneous |
PE0523ORG |
Communications Between the PCO and Plan Administrators |
Pensions |
Inactive |
Asset Transfers |
PE0505ORG |
Merger Policy - September 1993 - PBA, 1990 s. 81, O. Reg. 909 s. 7 |
Pensions |
Inactive |
Locked-in Accounts |
PE0441ORG |
Life Income Fund Update and Revised Schedule 1 of Regulation 909 |
Pensions |
Inactive |
Locked-in Accounts |
PE0473ORG |
2009 Schedule 1 Life Income Fund (LIF) Maximum Annual Income Payment Amount Table |
Pensions |
Active |
Benefits |
PE0058ORG |
Phased Retirement - Frequently Asked Questions |
Pensions |
Inactive |
Benefits |
PE0406ORG |
Age-Related Benefit Formulae |
Pensions |
Inactive |
Surplus |
PE0605ORG |
Surplus Distribution in Cash in Continuing Plan |