The Financial Services Regulatory Authority of Ontario (FSRA) is responsible for supervising and regulating a broad range of financial service sectors. FSRA issues guidance to make it easier for the public, new entrants and incumbents to understand what is legally binding, what is FSRA’s interpretation or application of law and what information is designed to be helpful. All guidance is issued in accordance with FSRA's Guidance Framework.
The following table lists Active guidance. Use the filters to search the table or enter text in the search field. Please reach out to our contact centre if you require assistance.
Note:
- To find inactive guidance select “inactive from the “Status” filter.
- For information on inactive / Inherited guidance, follow this link Inherited Guidance
Showing 801 to 900 of 1065 entries
Sector | Status | Category | Guidance Number | Guidance Name |
---|---|---|---|---|
Pensions | Inactive | Refunds | PE0545ORG | Notice To Members A Necessary Pre-Condition - PBA, 1987 ss. 79(4)* |
Pensions | Inactive | Refunds | PE0546ORG | Application under subsection 78(4) PBA, 1990 |
Pensions | Inactive | Refunds | PE0547ORG | Application for Refund of Employer Overpayment - PBA ss. 78(1) and (4), as amended |
Pensions | Inactive | Refunds | PE0548ORG | Extension of Time Limit Under Section 78(4) - PBA s. 105 |
Pensions | Active | Registration | PE0161ORG | Registration of a Pension Plan and a Pension Plan Amendment |
Pensions | Inactive | Registration | PE0549ORG | Changing Province Of Registration |
Pensions | Inactive | Registration | PE0550ORG | Common Problems |
Pensions | Inactive | Registration | PE0551ORG | Preparing An Application For Registration |
Pensions | Inactive | Registration | PE0552ORG | Preparation of an Application for Registration of a Pension Plan |
Pensions | Inactive | Registration | PE0553ORG | Guide To Completing A Pension Plan Document Checklist - PBA s. 98 |
Pensions | Inactive | Registration | PE0554ORG | Preparation of an Application for Registration of a Plan Amendment |
Pensions | Inactive | Registration | PE0555ORG | Pension Plan Document Checklist |
Pensions | Inactive | Registration | PE0556ORG | Notice of Revised Document Checklist |
Pensions | Inactive | Registration | PE0556ORG | Notice of Revised Document Checklist |
Pensions | Inactive | Registration | PE0557ORG | Legal Effect, PBA, 1987 s. 10, s. 16 & s. 17 |
Pensions | Active | Advisory Committees | PE0228ORG | Purpose of Plan Advisory Committees |
Pensions | Active | Retirement | PE0246ORG | Retirement Dates |
Pensions | Inactive | Retirement | PE0559ORG | Normal Retirement Date - PBA, 1987 ss. 36(1) |
Pensions | Inactive | Retirement | PE0560ORG | Mandatory Retirement Date |
Pensions | Inactive | Retirement | PE0561ORG | Mandatory Retirement - PBA, 1987 s. 36, s. 42 |
General Regulatory | Active | Retirement | PC0048INT | Understanding Decumulation Products |
Pensions | Active | Defined Contribution Plan | PE0298INT | Automatic Features in Defined Contribution Pension Plans |
FP/FA | Active | Supervisory Framework | FP0002APP | Financial Professionals Title Protection – Supervisory Framework |
CU-CP | Active | Supervisory Framework | CU0083APP | Risk Based Supervisory Framework (FSRA RBSF) |
Mortgage | Inactive | Reporting - Mortgage Brokering | MB0035ORG | Reporting Requirements for Mortgage Administrators |
Mortgage | Active | Reporting - Mortgage Brokering | MB0052INT | Mortgage Administrators’ Financial Filing Requirements |
General Regulatory | Active | Service Standards - General Regulatory | GR0009APP | FSRA Service Standards |
Pensions | Inactive | Administration - Pensions | PE0023ORG | Information for Pension Plan Administrators |
Pensions | Inactive | Administration - Pensions | PE0030ORG | Pension Assessments |
Pensions | Active | Administration - Pensions | PE0045ORG | Sample Retention Schedule for Pension Plan Records |
Pensions | Inactive | Administration - Pensions | PE0049ORG | FAQs - Pension Services Portal (PSP) |
Pensions | Active | Administration - Pensions | PE0077ORG | Annual Statements of Members' Pension Benefits - Statement of Investment Policies and Procedures Content |
Pensions | Active | Administration - Pensions | PE0078ORG | Biennial Statements Required for Former and Retired Members |
Pensions | Active | Administration - Pensions | PE0084ORG | Opting out of the new grow-in provisions by JSPPs and MEPPs |
Pensions | Active | Administration - Pensions | PE0085ORG | New Definitions for "Retired Member" and "Former Member" |
Pensions | Inactive | Administration - Pensions | PE0099ORG | Accessing Plan Records and Information |
Pensions | Active | Administration - Pensions | PE0118ORG | Pension Fund Administration – Responsibilities of Fund Holders |
Pensions | Inactive | Administration - Pensions | PE0119ORG | Fees and Expenses for Wind Ups and Surplus Refund Applications |
Pensions | Active | Administration - Pensions | PE0120ORG | Management and Retention of Pension Plan Records by the Administrator |
Pensions | Active | Administration - Pensions | PE0121ORG | Administrator’s Management of Inquiries and Complaints from Plan Beneficiaries |
Pensions | Active | Administration - Pensions | PE0122ORG | Use of Superintendent Approved Pension Forms -PBA s. 113.2 |
Pensions | Active | Administration - Pensions | PE0123ORG | Electronic Communications Between Plan Administrators and Plan Beneficiaries |
Pensions | Active | Administration - Pensions | PE0124ORG | Searching for Plan Beneficiaries |
Pensions | Inactive | Administration - Pensions | PE0125ORG | Waiver of Biennial Statements for Missing Former and Retired Members |
Pensions | Active | Administration - Pensions | PE0203INF | Missing Members Principles and Practices |
Pensions | Active | Administration - Pensions | PE0204APP | Waiver of Biennial Statements for Missing Former and Retired Members |
Pensions | Inactive | Administration - Pensions | PE0210ORG | Administrative Fees and Expenses Payable from Pension Fund |
Pensions | Inactive | Administration - Pensions | PE0211ORG | Payable from Pension Fund |
Pensions | Active | Administration - Pensions | PE0224INF | Defined Benefit Multi-Employer Pension Plans – Leading Practices |
Pensions | Active | Administration - Pensions | PE0244ORG | Inquiries to FSCO by the Administrator |
Pensions | Inactive | Administration - Pensions | PE0249ORG | Administrative Fees and Expenses Payable from Pension Fund |
Pensions | Inactive | Administration - Pensions | PE0250ORG | Payable from Pension Fund |
Pensions | Inactive | Administration - Pensions | PE0251ORG | Administrator Role and Responsibilities |
Pensions | Inactive | Administration - Pensions | PE0252ORG | Insurance Company Not Administrator for Guaranteed Annuity Contracts |
Pensions | Active | Administration - Pensions | PE0253ORG | Requirement to Provide Information to Members |
Pensions | Inactive | Administration - Pensions | PE0293ORG | Pension Assessments - Frequently Asked Questions |
Pensions | Active | Administration - Pensions | PE0296INT | Pension Plan Administrator Roles and Responsibilities |
Pensions | Inactive | Administration - Pensions | PE0309ORG | Consulting and Actuarial Fees For Bargaining Purposes Not Payable from Pension Fund |
Pensions | Inactive | Administration - Pensions | PE0310ORG | Expenses Payable from Pension Fund |
Pensions | Inactive | Administration - Pensions | PE0311ORG | Finders Fee or Insurance Broker Commission Payable from Pension Fund |
Pensions | Inactive | Administration - Pensions | PE0312ORG | Payment on Wind Up |
Pensions | Inactive | Administration - Pensions | PE0313ORG | Costs for Wind Up and Surplus Applications |
Pensions | Inactive | Administration - Pensions | PE0314ORG | Costs for Wind Up and Surplus Applications |
Pensions | Inactive | Administration - Pensions | PE0315ORG | Role and Responsibilities |
Pensions | Inactive | Administration - Pensions | PE0316ORG | Role and Responsibilities |
Pensions | Inactive | Administration - Pensions | PE0317ORG | Handling of Plan Fund Expenses and Maintenance of Plan Records |
Pensions | Inactive | Administration - Pensions | PE0318ORG | Insurance Company Not Administrator for Annuity Contracts |
Pensions | Inactive | Administration - Pensions | PE0319ORG | Mandatory for MEPPs Established by Collective Agreements or Trust Agreements |
Pensions | Inactive | Administration - Pensions | PE0320ORG | Communications Between PCO and Plan Administrators |
Pensions | Inactive | Administration - Pensions | PE0321ORG | Approved Pension Forms |
Pensions | Inactive | Administration - Pensions | PE0322ORG | Requirement To Provide Information To Members |
Pensions | Inactive | Administration - Pensions | PE0323ORG | Requirement To Make Documents Available On Request |
Pensions | Inactive | Administration - Pensions | PE0324ORG | Electronic Communications Between Plan Administrators and Plan Beneficiaries |
Pensions | Inactive | Administration - Pensions | PE0607ORG | No Obligation For Other Plans To Accept Transfer |
Pensions | Inactive | Administration - Pensions | PE0608ORG | No Transfers Outside Canada |
Pensions | Inactive | Administration - Pensions | PE0558ORG | Amendment - Registration Not Confirmed |
HSP | Inactive | Annual Information Return (AIR) - HSP | HP0003ORG | Health Service Providers 2016 AIR Results Summary Report |
HSP | Inactive | Annual Information Return (AIR) - HSP | HP0004ORG | Health Service Providers 2017 AIR Results Summary Report |
HSP | Inactive | Annual Information Return (AIR) - HSP | HP0029ORG | Licensed Health Service Provider Frequently Asked Questions on the AIR and Annual Regulatory Fee |
HSP | Inactive | Annual Information Return (AIR) - HSP | HP0030ORG | Sample - Health Service Provider Annual Information Return (AIR) |
HSP | Inactive | Annual Information Return (AIR) - HSP | HP0034ORG | Health Service Provider Sector Reports |
HSP | Inactive | Annual Information Return (AIR) - HSP | HP0035ORG | Health Service providers: How to update your contact information and file the Annual Information Return (AIR) |
FP/FA | Active | Application - FP/FA | FP0001APP | Financial Professionals Title Protection – Administration of Applications |
Mortgage | Active | Application - Mortgage Brokering | MB0021ORG | Mortgage Administrator Licence Application - Instructions for completing the application |
Mortgage | Active | Application - Mortgage Brokering | MB0022ORG | Mortgage Brokerage Licence Application - Instructions for completing the application |
Mortgage | Active | Compliance - Mortgage Brokering | MB0013ORG | Compliance Checklist for Mortgage Brokerages, Brokers & Agents |
Mortgage | Active | Compliance - Mortgage Brokering | MB0014ORG | Compliance Checklist for Managing the Mortgage Administrator, Keeping Records and Trust Accounts |
Mortgage | Inactive | Compliance - Mortgage Brokering | MB0034ORG | Mortgage Brokering Sector Compliance Reviews |
General Regulatory | Inactive | Consumer Protection - General Regulatory | GR0001ORG | Treating Financial Services Consumers Fairly Guideline: Frequently Asked Questions |
General Regulatory | Inactive | Consumer Protection - General Regulatory | GR0002ORG | Treating Financial Services Consumers Fairly Guideline |
General Regulatory | Active | Consumer Protection - General Regulatory | GR0008APP | Fair Treatment of Customers in Insurance |
Mortgage | Inactive | Errors & Omissions Insurance - Mortgage Brokering | MB0018ORG | Errors & Ommisions Insurance Requirements |
CU-CP | Inactive | Filing - CU-CP | CU0027ORG | Filing Requirements for Insured Institutions |
General Regulatory | Inactive | Filing - General Regulatory | GR0003ORG | Rule #1 - Electronic Service and Delivery Rule |
General Regulatory | Inactive | Filing - General Regulatory | GR0004ORG | Rule #2 - Mandatory Electronic Filings Rule |
General Regulatory | Inactive | Filing - General Regulatory | GR0005ORG | Superintendent's Electronic Service & Delivery and Filing Rules |
Pensions | Inactive | Filing - General Regulatory | PE0668ORG | Rule #3 - Optional Electronic Filings Rule |
Insurance | Inactive | Filing - Insurance | PC0007ORG | FILING INFORMATION FOR INSURERS LICENSED IN ONTARIO |
Insurance | Inactive | Filing - Insurance | PC0008ORG | Notice - Filing of 2018 Annual Return for Ontario - Extra provincial insurance companies licensed in Ontario |
Insurance | Inactive | Filing - Insurance | PC0009ORG | Notice of Filing of 2018 Annual Return for Ontario - Ontario incorporated farm mutuals |