CU-CP |
Active |
Risk Management |
CU0051ORG |
Capital Risk Advisory #1 - Credit Union Shares Held as Security |
CU-CP |
Active |
Risk Management |
CU0052ORG |
Market Risk Advisory #1 - Investment in Digital Currencies |
CU-CP |
Active |
Risk Management |
CU0053ORG |
Market Risk Advisory #2 - Investment in a Pool of Individual Mortgages and Mortgage Pools |
Auto |
Active |
Risk Management |
AU0137INF |
Operational risk management framework in rating and underwriting of automobile insurance |
CU-CP |
Active |
Risk Management |
CU0088APP |
Operational Risk and Resilience |
General Regulatory |
Active |
Risk Management |
GR0016INT |
Information Technology (“IT”) risk management |
CU-CP |
Inactive |
Exemptions |
CU0044ORG |
DICO Variations and Exemptions under the CUCPA |
CU-CP |
Inactive |
Corporate Governance |
CU0057ORG |
Guidance Note: Corporate Governance--Audit Committee |
CU-CP |
Inactive |
Corporate Governance |
CU0058ORG |
Guidance Note: Corporate Governance--Board of Directors |
CU-CP |
Inactive |
Corporate Governance |
CU0059ORG |
Guidance Note: Corporate Governance--Management |
CU-CP |
Inactive |
Corporate Governance |
CU0061INF |
Annual Meeting Requirements: Credit Unions and Insurance Companies |
CU-CP |
Inactive |
Corporate Governance |
CU0076ORG |
Self Assessment Workbook: Corporate Governance for Board of Directors (2018) |
CU-CP |
Inactive |
Corporate Governance |
CU0077ORG |
Self Assessment Workbook: Corporate Governance for Audit Committee (2018) |
CU-CP |
Inactive |
Corporate Governance |
CU0078ORG |
Self Assessment Workbook: Corporate Governance for Management (2018) |
CU-CP |
Inactive |
Incorporation and Registration |
CU0060ORG |
Incorporating and Registering a New Credit Union or Caisse Populaire |
CU-CP |
Inactive |
Liquidity |
CU0036ORG |
Liquidity Guidance Note |
CU-CP |
Active |
Liquidity |
CU0064INT |
Liquidity *New |
CU-CP |
Inactive |
Liquidity |
CU0066INT |
Liquidity Coverage Ratio Completion Guide |
CU-CP |
Inactive |
Liquidity |
CU0067INT |
Net Cumulative Cash Flow Completion Guide |
CU-CP |
Inactive |
Liquidity |
CU0068INT |
Net Stable Funding Ratio Completion Guide |
CU-CP |
Inactive |
Liquidity |
CU0072ORG |
Liquidity Data Template |
CU-CP |
Active |
Liquidity |
CU0073ORG |
Liquidity Coverage Ratio (LRC) Template 2021 |
CU-CP |
Active |
Liquidity |
CU0074ORG |
Net Cumulative Cash Flow Report (NCCF) Template 2021 |
CU-CP |
Active |
Liquidity |
CU0075ORG |
Net Stable Funding Ratio (NSFR) Template 2021 |
CU-CP |
Active |
Recovery Planning |
CU0069INT |
Recovery Planning |
Pensions |
Inactive |
Recovery Planning |
PE0544ORG |
Applications to the Commission - Funding Deficiency - PBA, 1987 ss. 64(7) |
CU-CP |
Active |
Framework |
CU0070INT |
Market Conduct Framework Guidance |
General Regulatory |
Inactive |
Hearing Procedures |
GR0006ORG |
Rules of Practice and Procedure for Hearings Before the Superintendent of Financial Services |
General Regulatory |
Inactive |
Advisory Board |
GR0007ORG |
Advisory Board |
HSP |
Inactive |
Auto Fraud and Abuse Reduction |
HP0002ORG |
Reducing abuse and fraud in health care services for Auto Insurance: everyone has a role to play |
Mortgage |
Inactive |
Annual Information Return (AIR) - Mortgage Brokering |
MB0001ORG |
2017 Annual Information Return Results Summary Report |
Mortgage |
Inactive |
Annual Information Return (AIR) - Mortgage Brokering |
MB0002ORG |
AIR Summary Results for Previous Years |
Mortgage |
Inactive |
Annual Information Return (AIR) - Mortgage Brokering |
MB0003ORG |
FAQs on Annual Information Returns and Financial Statements |
Mortgage |
Inactive |
Annual Information Return (AIR) - Mortgage Brokering |
MB0004ORG |
Annual Information Returns |
Mortgage |
Inactive |
Annual Information Return (AIR) - Mortgage Brokering |
MB0005ORG |
Mortgage brokerages and administrators: How to check/update your contact information, and file the Annual Information Return (AIR) |
HSP |
Inactive |
Billing |
HP0032ORG |
How to Resolve a Complaint about Billing Practices in the Health Service Providers Sector |
HSP |
Inactive |
Communications |
HP0036ORG |
Subscription Centre |
Insurance |
Inactive |
Consent |
PC0002ORG |
CONSENT AND NOTIFICATION |
Insurance |
Inactive |
Cost Assessment |
PC0003ORG |
PREMIUM INFORMATION USED FOR COST ASSESSMENT IN ONTARIO |
Insurance |
Inactive |
Actuarial Information |
PC0004ORG |
FSCO Property and Casualty (P&C) Memorandum to the Appointed Actuary, 2018 |
Insurance |
Inactive |
Actuarial Information |
PC0005ORG |
2018 LIFE MEMORANDUM TO THE APPOINTED ACTUARY |
Insurance |
Inactive |
Actuarial Information |
PC0006ORG |
2018 PROPERTY AND CASUALTY MEMORANDUM TO THE APPOINTED ACTUARY |
Insurance |
Inactive |
Premium Information |
PC0012ORG |
Notice - Premium Information for Cost Assessment - Non-Ontario incorporated Property and Casualty insurance companies and reciprocals |
Insurance |
Active |
Purchasing |
PC0016ORG |
Borrowing to Purchase Life Insurance Products - Risks and Suitability |
Insurance |
Active |
Charitable |
PC0017ORG |
Charitable or Gift Annuities |
Insurance |
Active |
Negative Option |
PC0018ORG |
Negative Option Marketing/Billing |
Insurance |
Active |
Guideline |
PC0019ORG |
Guideline - Use of Canadian Depository for Securities Limited |
Insurance |
Active |
Guideline |
PC0020ORG |
Reinsurance guidelines for Ontario incorporated and licensed companies |
Insurance |
Active |
Amalgamations and Portfolio Transfers |
PC0021ORG |
Amalgamations and Portfolio Transfers |
Insurance |
Inactive |
Variable Insurance Contract |
PC0022ORG |
IVICs Information |
Insurance |
Inactive |
Information for Agents |
PC0023ORG |
Helpful Licensing Information for Ontario Insurance Agents |
Insurance |
Inactive |
Information for Agents |
PC0024ORG |
Licensing FAQ’s for Insurance Agents and Adjusters |
Insurance |
Inactive |
Education and Licensing |
PC0025ORG |
How to Become a Life or Accident and Sickness Insurance Agent |
Insurance |
Inactive |
Education and Licensing |
PC0027ORG |
How to Become an Independent or Public Adjuster |
Insurance |
Active |
LLQP |
PC0026ORG |
How to Submit Feedback on the Life Licence Qualification Program (LLQP) |
Insurance |
Inactive |
Errors & Omissions Insurance - Insurance |
PC0028ORG |
Errors and Omissions Insurance Requirements for Life Insurance Agents |
Insurance |
Inactive |
Errors & Omissions Insurance - Insurance |
PC0029ORG |
Instructions for Updating Your Errors and Omissions Insurance Information on Licensing Link |
Insurance |
Inactive |
Errors & Omissions Insurance - Insurance |
PC0030ORG |
FAQs on Errors and Omissions Insurance for Life Insurance Agents and Updating Your Information on Licensing Link |
Insurance |
Inactive |
Registered Participant List |
PC0038ORG |
Companies registered under the Prepaid Hospital and Medical Services Act as of April 1, 2019 |
Insurance |
Inactive |
Reporting - Insurance |
PC0039ORG |
New reporting requirement is effective immediately: Report the life insurers you represent, have a contract with and/or on whose behalf you sell insurance products |
Insurance |
Active |
Reporting - Insurance |
PC0043INT |
Life agent reporting requirements and related insurer obligations |
Insurance |
Inactive |
Capital Testing |
PC0041ORG |
Superintendent's Minimum Capital Test Guideline |
Insurance |
Inactive |
Capital Testing |
PC0046ORG |
Minimum Capital Test Guideline for Property and Casualty Insurance Companies |
Insurance |
Active |
Capital Testing |
PC0047INT |
Updated Minimum Capital Test Guideline for P&C Insurance Companies and Reciprocals |
Insurance |
Inactive |
Administrative Monetary Penalties - Insurance |
PC0042ORG |
Administrative Monetary Penalties in the Insurance Sector |
General Regulatory |
Active |
Administrative Monetary Penalties - Insurance |
GR0011APP |
Transparent Communication of FSRA Enforcement Action |
Mortgage |
Inactive |
Syndicated Mortgage Investments |
MB0006ORG |
Requirements for Promoting Syndicated Mortgage Investments |
Mortgage |
Inactive |
Syndicated Mortgage Investments |
MB0008ORG |
Changes to syndicated mortgage rules: New FSCO forms available |
Mortgage |
Inactive |
Syndicated Mortgage Investments |
MB0017ORG |
MFDA and FSCO issue joint communication concerning the selling of syndicated mortgage investments |
Mortgage |
Active |
Syndicated Mortgage Investments |
MB0037APP |
Supervision Approach for High-risk Syndicated Mortgage Investments |
Mortgage |
Active |
Syndicated Mortgage Investments |
MB0039INT |
Mortgage Administrators – Responses to Market Disruptions |
Mortgage |
Inactive |
Mortgage Fraud |
MB0007ORG |
Your responsibilities to prevent mortgage fraud |
Mortgage |
Inactive |
Mortgage Fraud |
MB0010ORG |
Checklist on Detecting and Preventing Mortgage Fraud |
Mortgage |
Inactive |
Mortgage Fraud |
MB0015ORG |
Checklist on Detecting and Preventing Mortgage Fraud |
Mortgage |
Inactive |
Mortgage Fraud |
MB0016ORG |
FAQs on FSCO's Checklist on Detecting and Preventing Mortgage Fraud |
Mortgage |
Active |
Mortgage Fraud |
MB0044INT |
Detecting and Preventing Mortgage Fraud |
Mortgage |
Inactive |
Non-Qualified Syndicated Mortgages |
MB0009ORG |
Policies and Procedures -- Non-qualified Syndicated Mortgages |
Mortgage |
Inactive |
Non-Qualified Syndicated Mortgages |
MB0024ORG |
Checklists for Non-Qualified Syndicated Mortgage Forms effective July 1, 2018 |
Mortgage |
Inactive |
Non-Qualified Syndicated Mortgages |
MB0025ORG |
FAQs on FSCO's Forms Relating to Non-qualified Syndicated Mortgage Transactions |
Mortgage |
Active |
Non-Qualified Syndicated Mortgages |
MB0040INT |
Mortgage Brokerage Disclosure and Suitability Assessments for Non-Qualified Syndicated Mortgage Investments (SMIs) – Responses to Market Disruptions |
Mortgage |
Active |
Non-Qualified Syndicated Mortgages |
MB0041APP |
Transfer of retail non-qualified syndicated mortgage investments (NQSMIs) (excludes transactions with Permitted Clients) to the Ontario Securities Commission (OSC) (transfer effective July 1, 2021) |
Mortgage |
Active |
Non-Qualified Syndicated Mortgages |
MB0043INF |
Mortgage Brokerage Disclosure and Suitability Assessments for Non-Qualified Syndicated Mortgage Investments (SMIs) – Responses to Market Disruptions (for Transactions on or after July 1, 2021) |
Mortgage |
Active |
Mortgage Administrator Checklist |
MB0011ORG |
Compliance Checklist for Mortgage Administrators |
Mortgage |
Active |
Brokerage Checklist |
MB0012ORG |
Compliance Checklist for Managing the Mortgage Brokerage |
Mortgage |
Inactive |
FAQs |
MB0019ORG |
Frequently Asked Questions for the Mortgage Broker Industry |
Mortgage |
Inactive |
FAQs |
MB0020ORG |
FAQ on Business Requirements |
Mortgage |
Active |
Education |
MB0026ORG |
Mortgage Broker and Mortgage Agent Education |
Mortgage |
Inactive |
Education |
MB0028ORG |
Education FAQ - Mortgage Brokering Industry |
Mortgage |
Inactive |
Complaints |
MB0027ORG |
How to Resolve a Complaint About a Mortgage Brokerage, Broker, Agent or Administrator |
Mortgage |
Inactive |
Administration - Mortgage Brokering |
MB0029ORG |
Existing Mortgage Brokerages and Administrators |
Mortgage |
Inactive |
Resources |
MB0030ORG |
Government of Canada Resources |
Mortgage |
Inactive |
Resources |
MB0036ORG |
Webinar Resources |
Mortgage |
Inactive |
Legislation |
MB0031ORG |
Legislation: Act & Regulations |
Mortgage |
Active |
Code of Conduct |
MB0042APP |
Mortgage Broker Regulators' Council of Canada Code of Conduct for the Mortgage Brokering Sector. |
Pensions |
Inactive |
Funding |
PE0001ORG |
Solvency Funding Relief Measures |
Pensions |
Active |
Funding |
PE0002ORG |
2018 Funding Reform for Defined Benefit Pension Plans |
Pensions |
Inactive |
Funding |
PE0004ORG |
Actuarial Guidance Consultations |
Pensions |
Active |
Funding |
PE0006ORG |
The Determination of Whether a Plan is a Closed Plan |
Pensions |
Active |
Funding |
PE0007ORG |
Treatment of Excess Contributions |
Pensions |
Active |
Funding |
PE0009ORG |
Frequently Asked Questions Pertaining to the 2018 Funding Reform for Defined Benefit Pension Plans |