FP/FA |
Active |
Application - FP/FA |
FP0001APP |
Financial Professionals Title Protection – Administration of Applications |
FP/FA |
Active |
Supervisory Framework |
FP0002APP |
Financial Professionals Title Protection – Supervisory Framework |
General Regulatory |
Active |
Administrative Monetary Penalties - Insurance |
GR0011APP |
Transparent Communication of FSRA Enforcement Action |
CU-CP |
Active |
Supervisory Framework |
CU0083APP |
Risk Based Supervisory Framework (FSRA RBSF) |
Mortgage |
Active |
Licensing - Mortgage Brokering |
MB0047INT |
New mortgage agent and broker licensing requirements |
General Regulatory |
Active |
Administrative Monetary Penalties - General Regulatory |
GR0012APP |
Use of proceeds from enforcement under regulation “Money retained outside the consolidated revenue fund” Guidance |
CU-CP |
Active |
Resolution Planning |
CU0082INT |
Resolution Planning |
Mortgage |
Active |
Licensing - Mortgage Brokering |
MB0045APP |
Accreditation of Licensing Courses for the Mortgage Brokering Sector |
Mortgage |
Active |
Licensing - Mortgage Brokering |
MB0046INT |
Licensing exemption for Permitted Clients that are not Individuals |
CU-CP |
Active |
Application - CU-CP |
CU0085APP |
Approval or Authorization of Business and Investment Activities under the Credit Unions and Caisses Populaires Act, 2020 |
General Regulatory |
Active |
Whistle-blower |
GR0015APP |
Whistle-blower Guidance |
Auto |
Active |
Unfair or Deceptive Acts |
AU0135INT |
Interpretation of Sections 237 & 238 of the Insurance Act and Sections 1(1) and 2(1)(5) to 2(1)(8) of Regulation 7/00 Unfair or Deceptive Acts or Practices and Approach to Supervision [Take All Comers Rule] |
Pensions |
Active |
Filing - Pensions |
PE0300ORG |
Extension of Deadline for Filings with FSCO (2018) |
Insurance |
Active |
Reporting - Insurance |
PC0043INT |
Life agent reporting requirements and related insurer obligations |
Mortgage |
Active |
Cybersecurity |
MB0048INF |
Mortgage Broker Regulators' Council of Canada Principles for Cybersecurity Preparedness for the Mortgage Brokering Sector |
Auto |
Active |
Risk Management |
AU0137INF |
Operational risk management framework in rating and underwriting of automobile insurance |
Auto |
Active |
Unfair or Deceptive Acts |
AU0139DEC |
Acquisitions Warranting Relief from Lowest Available Rate Requirement |
Pensions |
Active |
Amendments |
PE0302INT |
Actions to avoid deregistration of a pension plan under the Federal Income Tax Act |
Auto |
Active |
Forms - Auto |
AU0138APP |
Automobile insurance non standard forms, endorsements and certificates of insurance approval filing process |
Auto |
Active |
Consumer Protection - Auto |
AU0136APP |
Reporting and resolution of rating and underwriting errors |
Insurance |
Active |
Capital Testing |
PC0047INT |
Updated Minimum Capital Test Guideline for P&C Insurance Companies and Reciprocals |
Pensions |
Active |
Miscellaneous |
PE0641INF |
A guide for employers - Communicating the value of your pension plan |
Insurance |
Active |
Insurance Prudential |
PC0045APP |
Risk Based Supervisory Framework for Ontario-incorporated Insurance Companies and Reciprocals |
Pensions |
Active |
Spousal Rights |
PE0653ORG |
Definition of "spouse" |
Pensions |
Active |
Wind up |
PE0676ORG |
New Requirements for Grow-In, Opting Out of Grow-In and Partial Wind Up |
Pensions |
Active |
Commuted Value |
PE0677ORG |
Commuted Value Transfers - Qs&As |
Pensions |
Active |
Locked-in Accounts |
PE0678ORG |
FAQs on Locked-in Retirement Income Funds (LRIFs) |
Pensions |
Active |
Locked-in Accounts |
PE0679ORG |
FAQs on Locked-in Retirement Accounts (LIRAs) |
Pensions |
Active |
Locked-in Accounts |
PE0680ORG |
FAQs for Financial Institutions (LIFs and LRIFs) |
Pensions |
Active |
Locked-in Accounts |
PE0681ORG |
FAQs: Option to Transfer Money from a Locked-in Account to an Unlocked vehicle |
Pensions |
Active |
Locked-in Accounts |
PE0682ORG |
FAQs on the Effects of Changes on Other Unlocking Applications |
Pensions |
Active |
Pension Benefits Guarantee Fund (PBGF) |
PE0683ORG |
Regulation Changes to the Pension Benefits Guarantee Fund (PBGF) - 2019 |
CU-CP |
Active |
Risk Management |
CU0088APP |
Operational Risk and Resilience |
General Regulatory |
Active |
Innovation |
GR0018DEC |
Affiliated insurers carrying on business as a common undertaking pursuant to s. 392.2(8) of the Insurance Act |
Mortgage |
Active |
Mortgage Fraud |
MB0044INT |
Detecting and Preventing Mortgage Fraud |
General Regulatory |
Active |
Risk Management |
GR0016INT |
Information Technology (“IT”) risk management |
Mortgage |
Active |
Reporting - Mortgage Brokering |
MB0052INT |
Mortgage Administrators’ Financial Filing Requirements |
General Regulatory |
Active |
Innovation |
GR0010APP |
Test and Learn Environments (TLEs) for Financial Services Innovation |
General Regulatory |
Active |
Administrative Monetary Penalties - General Regulatory |
GR0013APP |
Enforcement: General Administrative Monetary Penalties Guidance |
General Regulatory |
Active |
Retirement |
PC0048INT |
Understanding Decumulation Products |
CU-CP |
Active |
Lending |
CU0089INT |
Commercial lending Guidance |
General Regulatory |
Active |
Supervisory Approach |
GR0017APP |
Public warning notices Guidance |