The Financial Services Regulatory Authority of Ontario (FSRA) is responsible for supervising and regulating a broad range of financial service sectors. FSRA issues guidance to make it easier for the public, new entrants and incumbents to understand what is legally binding, what is FSRA’s interpretation or application of law and what information is designed to be helpful. All guidance is issued in accordance with FSRA's Guidance Framework.

The following table lists Active guidance. Use the filters to search the table or enter text in the search field. Please reach out to our contact centre if you require assistance.

Note: 

  • To find inactive guidance select “inactive from the “Status” filter.
  • For information on inactive / Inherited guidance, follow this link Inherited Guidance
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Inherited Guidance
Guidance Documents Table
Showing 201 to 217 of 217 entries
Status Category Guidance Number Guidance Name
Active Administration - Pensions PE0077ORG Annual Statements of Members' Pension Benefits - Statement of Investment Policies and Procedures Content
Active Administration - Pensions PE0078ORG Biennial Statements Required for Former and Retired Members
Active Administration - Pensions PE0296INT Pension Plan Administrator Roles and Responsibilities
Active Administration - Pensions PE0045ORG Sample Retention Schedule for Pension Plan Records
Active Administration - Pensions PE0084ORG Opting out of the new grow-in provisions by JSPPs and MEPPs
Active Administration - Pensions PE0244ORG Inquiries to FSCO by the Administrator
Active Administration - Pensions PE0085ORG New Definitions for "Retired Member" and "Former Member"
Active Administration - Pensions PE0118ORG Pension Fund Administration – Responsibilities of Fund Holders
Active Administration - Pensions PE0120ORG Management and Retention of Pension Plan Records by the Administrator
Active Administration - Pensions PE0203INF Missing Members Principles and Practices
Active Administration - Pensions PE0121ORG Administrator’s Management of Inquiries and Complaints from Plan Beneficiaries
Active Administration - Pensions PE0204APP Waiver of Biennial Statements for Missing Former and Retired Members
Active Administration - Pensions PE0122ORG Use of Superintendent Approved Pension Forms -PBA s. 113.2
Active Administration - Pensions PE0224INF Defined Benefit Multi-Employer Pension Plans – Leading Practices
Active Administration - Pensions PE0123ORG Electronic Communications Between Plan Administrators and Plan Beneficiaries
Active Administration - Pensions PE0253ORG Requirement to Provide Information to Members
Active Administration - Pensions PE0124ORG Searching for Plan Beneficiaries