The Financial Services Regulatory Authority of Ontario (FSRA) is responsible for supervising and regulating a broad range of financial service sectors. FSRA issues guidance to make it easier for the public, new entrants and incumbents to understand what is legally binding, what is FSRA’s interpretation or application of law and what information is designed to be helpful. All guidance is issued in accordance with FSRA's Guidance Framework.

The following table lists Active guidance. Use the filters to search the table or enter text in the search field. Please reach out to our contact centre if you require assistance.

Note: 

  • To find inactive guidance select “inactive from the “Status” filter.
  • For information on inactive / Inherited guidance, follow this link Inherited Guidance
How to search for guidance
Types of guidance
Guidance Framework
Inherited Guidance
Showing 201 to 217 of 217 entries
Status Category Guidance Number Guidance Name
Active Whistle-blower GR0015APP Whistle-blower Guidance
Active Wind up PE0183ORG Restrictions on Payments on wind up where there is a Deficit
Active Wind up PE0080ORG Questions and Answers on the New Grow-in Rules under Section 74 of the Pension Benefits Act
Active Wind up PE0282ORG Where Employer Sells, Assigns or Disposes the Business or assets for the Business
Active Wind up PE0173ORG Filing Requirements and Procedure on Full or Partial Wind Up of a Pension Plan
Active Wind up PE0283ORG Original and Successor Pension Plans - Section 81 Does Not Preclude Wind Up of Original Plan
Active Wind up PE0174ORG Conditional Notice of Intended Wind Up Not Permitted
Active Wind up PE0175ORG Treatment of Prior Year Credit Balance
Active Wind up PE0178ORG Distribution of Benefits on Partial Wind Up Where Immediate or Deferred Pensions are Not Purchased
Active Wind up PE0248ORG Credited Service for Employment Standards Act 2000 Notice Period
Active Wind up PE0179ORG Payment of Benefits on Partial Wind Up
Active Wind up PE0180ORG Natural Termination of a Pension Plan
Active Wind up PE0021ORG Overpayments and Plan Wind Up - FAQs
Active Wind up PE0676ORG New Requirements for Grow-In, Opting Out of Grow-In and Partial Wind Up
Active Wind up PE0181ORG Guideline for Notice of Full or Partial Wind Up of Pension Plan
Active Wind up PE0288ORG Full and Partial Wind Ups - Frequently Asked Questions
Active Wind up PE0182ORG Payment of Immediate Pensions & Other Benefits